New objectives and regulatory principles Regulator engagement with HM Treasury, external stakeholders, and Parliament Engagement with stakeholders Publication of consultation respondents
Section 138I(1)(b) of FSMA 2000 requires the FCA to, before making any rules, and after consulting the PRA, consult publicly on the proposed rules. Section 138I(2) of FSMA 2000 sets out what must accompany the consultation. Section 138I(4) of FSMA 2000 requires the FCA to publish an account of the representations that have been made to it in response to the consultation and its response to these representations.
	The Act inserts new provisions into section 138I of FSMA 2000. New sections 138I(4A) to (4C) require the FCA to publish the names of respondents to a consultation published under section 138I(1)(b) as part of its response in accordance with section 138I(4). This requirement only applies where a respondent has explicitly provided their consent to the FCA that their response can be published. New section 138I(4D) requires the FCA to describe how it has considered representations made by a Committee of the House of Commons, House of Lords or a Joint Committee of both Houses in accordance with section 138I(2)(e).
	Section 138J(1)(b) of FSMA 2000 requires the PRA, before making any rules, and after consulting the FCA, to consult publicly on the proposed rules. Section 138J(2) of FSMA 2000 sets out what must accompany the consultation. Section 138J(4) of FSMA 2000 requires the PRA to publish an account of the representations that have been made to it in response to the consultation and its response to these representations.
	The Act inserts a new provision into section 138J of FSMA 2000. New sections 138J(4A) to (4C) require the PRA to publish the names of respondents to a consultation published under section 138J(1)(b) as part of its response in accordance with section 138J(4). This requirement only applies where a respondent has explicitly provided their consent to the PRA that their response can be published. New section 138J(4D) requires the FCA to describe how it has considered representations made by a Committee of the House of Commons, House of Lords or a Joint Committee of both Houses in accordance with section 138J(2)(e).
	Paragraph 10(1)(i) of Schedule 17A to FSMA 2000 applies section 138J of FSMA 2000 and the provision inserted by the Act to the Bank of England in respect of its functions in relation to CCPs and CSDs.
	The Act inserts a new paragraph into Schedule 17A to FSMA 2000 (paragraph 10A) which applies section 138J of FSMA 2000 and the provision inserted by the Act to the Bank of England in relation to rules made by the Bank of England under section 312M of FSMA 2000.
	Section 104(2)(b) of FSBRA 2013 requires the PSR to, before imposing generally applicable requirements, and after consulting the Bank of England, the FCA and the PRA, consult publicly on the proposed rules. Section 104(3) of FSBRA 2013 sets out what must accompany the consultation. Section 104(5) of FSBRA requires the PSR to publish an account of the representations that have been made to it in response to the consultation and its response to these representations.
	The Act inserts a new provision into section 104 of FSBRA 2013. Sections 104(5A) to (5C) require the PSR to publish the names of respondents to a consultation published under section 104(2)(b) as part of its response in accordance with section 104(5). This requirement only applies where a respondent has explicitly provided their consent to the PSR that their response can be published. New section 104(5D) requires the PSR to describe how it has considered representations made by a Committee of the House of Commons, House of Lords or a Joint Committee of both Houses in accordance with section 104(5).